Securities Law

BarnBridge DAO Agrees to Stop Unregistered Offer and Sale of Structured Finance Crypto Product

December 22, 2023

The Securities and Exchange Commission today announced that BarnBridge DAO, a purportedly decentralized autonomous organization, and its two founders, Tyler Ward and Troy Murray, will pay more than $1.7 million to settle charges that they failed to… Full report at: Read More

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SEC Awards More Than $28 Million to Seven Whistleblowers

December 22, 2023

The Securities and Exchange Commission today announced awards of more than $28 million combined to seven individuals whose information and assistance led to a successful SEC enforcement action. The seven whistleblowers were composed of a single claimant… Full report at: Read More

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Laura Tyler Perryman

December 19, 2023

Laura Tyler Perryman Read the full report at Read More

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SEC Charges Former CEO of Medical Device Startup Stimwave with $41 Million Fraud

December 19, 2023

The Securities and Exchange Commission today charged Laura Tyler Perryman, the former CEO and co-founder of Florida-based medical device startup Stimwave Technologies Inc., with defrauding investors out of approximately $41 million by making false and… Full report at: Read More

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Dozy Mmobuosi, et al.

December 19, 2023

Dozy Mmobuosi, et al. Read the full report at Read More

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SEC Charges Tingo Mobile Founder, Three Companies with Massive Fraud and Obtains Emergency Relief

December 19, 2023

The Securities and Exchange Commission today announced that it obtained a temporary asset freeze, restraining order, and other emergency relief against Mmobuosi Odogwu Banye a/k/a Dozy Mmobuosi and three affiliated U.S. based entities of which he is the… Full report at: Read More

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Agridime LLC, Joshua Link, and Jed Wood

December 18, 2023

Agridime LLC, Joshua Link, and Jed Wood Read the full report at Read More

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Dozy Mmobuosi, et al.

December 18, 2023

Dozy Mmobuosi, et al. Read the full report at Read More

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SEC Issues Staff Report on Accredited Investor Definition

December 15, 2023

The Securities and Exchange Commission today issued a staff report on the accredited investor definition. The Dodd-Frank Wall Street Reform and Consumer Protection Act directs the Commission to review the accredited investor definition as it relates to… Full report at: Read More

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Justin Murphy and Mara Investments LLC

December 14, 2023

Justin Murphy and Mara Investments LLC Read the full report at Read More

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