Securities Law

SEC Charges Crypto Company SafeMoon and its Executive Team for Fraud and Unregistered Offering of Crypto Securities

November 1, 2023

The Securities and Exchange Commission today charged SafeMoon LLC, its creator Kyle Nagy, SafeMoon US LLC, and the companies’ Chief Executive Officer, John Karony, and Chief Technology Officer, Thomas Smith, for perpetrating a massive fraudulent scheme… Full report at: Read More

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SolarWinds Corporation and Timothy G. Brown

October 31, 2023

SolarWinds Corporation and Timothy G. Brown Read the full report at Read More

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SEC Charges Four Long Island Men with Perpetrating $2 Million “Free-Riding” Scheme

October 31, 2023

The Securities and Exchange Commission today announced fraud charges against Eduardo Hernandez, Christopher Flagg, Daquan Lloyd, and Corey Ortiz, all currently or formerly of Long Island, New York, for perpetrating a multi-year “free-riding” scheme that… Full report at: Read More

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SEC Charges SolarWinds and Chief Information Security Officer with Fraud, Internal Control Failures

October 30, 2023

The Securities and Exchange Commission today announced charges against Austin, Texas-based software company SolarWinds Corporation and its chief information security officer, Timothy G. Brown, for fraud and internal control failures relating to allegedly… Full report at: Read More

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Bruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell

October 27, 2023

Bruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell Read the full report at Read More

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Julie Anne Darrah, et al.,

October 25, 2023

Julie Anne Darrah, et al., Read the full report at Read More

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SEC Charges BlackRock with Failing to Properly Disclose Investments by Publicly Traded Fund it Advised

October 24, 2023

The Securities and Exchange Commission today charged BlackRock Advisors, LLC, an investment adviser, for failing to accurately describe investments in the entertainment industry that comprised a significant portion of a publicly traded fund it advised.… Full report at: Read More

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Thor Technologies, Inc. and David Chin

October 19, 2023

Thor Technologies, Inc. and David Chin Read the full report at Read More

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Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming

October 18, 2023

Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming Read the full report at Read More

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SEC Proposes Rule to Address Volume-Based Exchange Transaction Pricing for NMS Stocks

October 18, 2023

The Securities and Exchange Commission today proposed a new rule that would prohibit national securities exchanges from offering volume-based transaction pricing in connection with the execution of agency or riskless principal (“agency-related”) orders… Full report at: Read More

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