Securities Law
The Securities and Exchange Commission today charged SafeMoon LLC, its creator Kyle Nagy, SafeMoon US LLC, and the companies’ Chief Executive Officer, John Karony, and Chief Technology Officer, Thomas Smith, for perpetrating a massive fraudulent scheme… Full report at: Read More
Continue readingSolarWinds Corporation and Timothy G. Brown Read the full report at Read More
Continue readingThe Securities and Exchange Commission today announced fraud charges against Eduardo Hernandez, Christopher Flagg, Daquan Lloyd, and Corey Ortiz, all currently or formerly of Long Island, New York, for perpetrating a multi-year “free-riding” scheme that… Full report at: Read More
Continue readingThe Securities and Exchange Commission today announced charges against Austin, Texas-based software company SolarWinds Corporation and its chief information security officer, Timothy G. Brown, for fraud and internal control failures relating to allegedly… Full report at: Read More
Continue readingBruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell Read the full report at Read More
Continue readingJulie Anne Darrah, et al., Read the full report at Read More
Continue readingThe Securities and Exchange Commission today charged BlackRock Advisors, LLC, an investment adviser, for failing to accurately describe investments in the entertainment industry that comprised a significant portion of a publicly traded fund it advised.… Full report at: Read More
Continue readingThor Technologies, Inc. and David Chin Read the full report at Read More
Continue readingHarmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming Read the full report at Read More
Continue readingThe Securities and Exchange Commission today proposed a new rule that would prohibit national securities exchanges from offering volume-based transaction pricing in connection with the execution of agency or riskless principal (“agency-related”) orders… Full report at: Read More
Continue reading