The Securities and Exchange Commission today announced that Kate E. Zoladz has been named Regional Director of the Los Angeles Office, effective Dec. 3, 2023. Ms. Zoladz has served as Acting Co-Director since June 2023 and as the Associate Regional… Full report at: Read More

Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nicola Faukovic, and Catherine DeFrancesco Read the full report at Read More

Joseph M. Dupont et al. Read the full report at Read More

The Securities and Exchange Commission today adopted Securities Act Rule 192 to implement Section 27B of the Securities Act of 1933, a provision added by Section 621 of the Dodd-Frank Act. The rule is intended to prevent the sale of asset-backed… Full report at: Read More

SAExploration Holdings, Inc., et al. Read the full report at Read More

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Wednesday, Nov. 29, which will include a discussion of the accredited investor definition and diversity and the… Full report at: Read More

Twin Spires Financial LLC, Aaron B. Fletcher, Town of Sterlington, Louisiana, and Vern A. Breland Read the full report at Read More

Brite Advisors USA, Inc. Read the full report at Read More

Nadim Ahmed, Mehreen Shah, NYC Green Transportation Group, LLC, NuRide Transportation Group, LLC, Med Trans EB-5 Fund, LLC, Gravitas NYC Regional Center, LLC, Mona Shah & Associates, PLLC Read the full report at Read More

Payward, Inc. and Payward Ventures, Inc. Read the full report at Read More