Securities Law

Frederick L. Sharp et al.,

October 13, 2023

Frederick L. Sharp et al., Read the full report at Read More

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SEC Adopts Rule to Increase Transparency Into Short Selling and Amendment to CAT NMS Plan for Purposes of Short Sale Data Collection

October 13, 2023

The Securities and Exchange Commission today adopted new Rule 13f-2 to provide greater transparency to investors and other market participants by increasing the public availability of short sale related data. Congress directed the SEC in Section… Full report at: Read More

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SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting

October 10, 2023

The Securities and Exchange Commission today adopted rule amendments governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934. The amendments update Regulation 13D-G to require market participants to… Full report at: Read More

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Elon R. Musk

October 5, 2023

Elon R. Musk Read the full report at Read More

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Matthew M. Motil, et al.

October 4, 2023

Matthew M. Motil, et al. Read the full report at Read More

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SEC Names Stephanie Allen as Director of Media Relations and Speechwriting

October 4, 2023

The Securities and Exchange Commission today announced the appointment of Stephanie Allen as Director of Media Relations and Speechwriting, effective Oct. 1, 2023. Ms. Allen has served as Director of Speechwriting and Senior Adviser to the Chair since… Full report at: Read More

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Zera Financial LLC

October 3, 2023

Zera Financial LLC Read the full report at Read More

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Shannon Westhead, et al.; ABFP Income Fund Parallel, LLC, et al.

October 2, 2023

Shannon Westhead, et al.; ABFP Income Fund Parallel, LLC, et al. Read the full report at Read More

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SEC Spotlights Due Diligence during World Investor Week 2023

October 2, 2023

The Securities and Exchange Commission today announced it will highlight the importance of investor education and protection during World Investor Week (WIW) 2023, which takes place October 2-8. Arising technologies and new digital tools are making it… Full report at: Read More

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Nano-x Imaging Ltd. and Ran Poliakine

September 29, 2023

Nano-x Imaging Ltd. and Ran Poliakine Read the full report at Read More

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