SEC Resolves Fraud Case Against Former CEO of New York-Based iFresh, Inc Read the full report at Read More

SEC Obtains Final Judgments Against Stock Promoter and Microcap Issuer in Penny Stock Fraud Scheme Read the full report at Read More

SEC Shuts Down Weedgenics $60 Million Cannabis Offering Fraud Read the full report at Read More

The Securities and Exchange Commission obtained an emergency order to halt an alleged ongoing offering fraud and Ponzi-like scheme by Integrated National Resources Inc. (INR), which does business as WeedGenics, and its owners, Rolf Max Hirschmann and… Full report at: Read More

SEC Obtains Final Judgment Against Investment Adviser Thomas Carter Ronk in Microcap Stock Trading Scheme Read the full report at Read More

SEC Charges Texas Resident with Acting as an Unregistered Broker Read the full report at Read More

The Securities and Exchange Commission today announced that Mellissa Campbell Duru has been named Deputy Director for Legal and Regulatory Policy in the Division of Corporation Finance. Ms. Duru most recently was a Special Counsel at Covington &… Full report at: Read More

SEC Obtains Default Judgments Against Unregistered Brokers for Conducting a Fraudulent and Unregistered Offering of Crypto Asset Securities Read the full report at Read More

SEC Obtains Final Judgments Against New York Investment Adviser and Others for Defrauding Investors in a Multi-Million Dollar Ponzi Scheme Read the full report at Read More

The Securities and Exchange Commission today proposed rule changes that would improve the resilience and recovery and wind-down planning of covered clearing agencies. The proposal would amend the existing rules regarding intraday margin and the use of… Full report at: Read More