Securities Law

Mark Uyeda Sworn in for Second Term as SEC Commissioner

January 3, 2024
Law News Today

Securities and Exchange Commission Commissioner Mark T. Uyeda was sworn in for his second term as a Commissioner at the Securities and Exchange Commission on Dec. 28, 2023. Commissioner Uyeda began his first term as an SEC Commissioner on June 30, 2022,… Full report at: Read More

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Diana Mae Fernandez

December 28, 2023

Diana Mae Fernandez Read the full report at Read More

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Jonathan Larmore, et al.

December 26, 2023

Jonathan Larmore, et al. Read the full report at Read More

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BarnBridge DAO Agrees to Stop Unregistered Offer and Sale of Structured Finance Crypto Product

December 22, 2023

The Securities and Exchange Commission today announced that BarnBridge DAO, a purportedly decentralized autonomous organization, and its two founders, Tyler Ward and Troy Murray, will pay more than $1.7 million to settle charges that they failed to… Full report at: Read More

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SEC Awards More Than $28 Million to Seven Whistleblowers

December 22, 2023

The Securities and Exchange Commission today announced awards of more than $28 million combined to seven individuals whose information and assistance led to a successful SEC enforcement action. The seven whistleblowers were composed of a single claimant… Full report at: Read More

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Laura Tyler Perryman

December 19, 2023

Laura Tyler Perryman Read the full report at Read More

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SEC Charges Former CEO of Medical Device Startup Stimwave with $41 Million Fraud

December 19, 2023

The Securities and Exchange Commission today charged Laura Tyler Perryman, the former CEO and co-founder of Florida-based medical device startup Stimwave Technologies Inc., with defrauding investors out of approximately $41 million by making false and… Full report at: Read More

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Dozy Mmobuosi, et al.

December 19, 2023

Dozy Mmobuosi, et al. Read the full report at Read More

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SEC Charges Tingo Mobile Founder, Three Companies with Massive Fraud and Obtains Emergency Relief

December 19, 2023

The Securities and Exchange Commission today announced that it obtained a temporary asset freeze, restraining order, and other emergency relief against Mmobuosi Odogwu Banye a/k/a Dozy Mmobuosi and three affiliated U.S. based entities of which he is the… Full report at: Read More

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Agridime LLC, Joshua Link, and Jed Wood

December 18, 2023

Agridime LLC, Joshua Link, and Jed Wood Read the full report at Read More

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