Securities Law

Wolper Law Firm, P.A. Investigates Brokerage Firm Buckman, Buckman & Reid For Unlawful Sales Practices

March 3, 2023
Law News Today

Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) June 14, 2019 – Wolper Law Firm, P.A. announces that it is investigating brokerage firm Buckman, Buckman & Reid regarding its investment sales practices with retail customers. Buckman, Buckman & Reid is a brokerage firm founded in 1988 by H. John Buckman and John Reid.…

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Wolper Law Firm, P.A. Is Pursuing Recovery Options for Investors Who Purchased Adjustable Rate Certificates of Deposit

March 3, 2023
Law News Today

Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) August 29, 2019 – The Wolper Law Firm, P.A. is expanding its investigation of brokerage firms and financial advisors who sold market linked certificates of deposit (“Market Linked CDs”) a/k/a structured certificates of deposit (“Structured CDs”), adjustable rate certificates of deposit (“Adjustable Rate CDs”) and…

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The Value of Funds Issued by GPB Capital Holdings Have Decreased by 40 Percent, Decimating Investors’ Principle

March 3, 2023
Law News Today

Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) August 19, 2019 – GPB Capital Holdings is at the center of a government investigation, facing claims the company is nothing more than an elaborate Ponzi scheme. In 2013, GPB Capital Holdings was formed, with a focus on returning high single-digit returns to investors through…

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Reif Law Group, P.C. Promotes Rachel D. Dardashti to Partner

March 3, 2023
Law News Today

Reif Law Group Los Angeles, CA (Law Firm Newswire) March 04, 2022 – Reif Law Group, P.C. (RLG), California’s preeminent boutique trial and litigation law firm for securities and business disputes, is pleased to announce the promotion of Rachel D. Dardashti to partner. “Rachel is a talented and polished attorney who serves as a forceful…

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Cares Act Loan Calculator Launched by Spire Law

March 3, 2023
Law News Today

SPIRE LAW Orlando, FL (Law Firm Newswire) April 8, 2020 – The Coronavirus Aid, Relief, and Economic Security Act’s (CARES Act’s) Paycheck Protection Program (PPP) loan is an excellent opportunity for businesses with less than 500 employees to take on low interest and forgivable (i.e. they don’t have to be paid back) loans. To help…

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Adam S. Kaplan and Daniel E. Kaplan

March 3, 2023

SEC Charges New York-Area Brothers with Misappropriating Investment Advisory Client Funds Read the full report at Read More

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SEC Charges Silver Edge Financial and Equity Acquisition Company with Unregistered Broker-Dealer Activity Relating to Pre-IPO Funds

March 3, 2023

The Securities and Exchange Commission today charged Silver Edge Financial LLC, Equity Acquisition Company Ltd. (EAC), the owners of both companies, and sales staff of Silver Edge Financial with unregistered broker-dealer activity relating to their sales… Full report at: Read More

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Kevin J. Kane and Sean M. Kane

March 2, 2023

SEC Charges Father and Son Financial Advisory Duo Read the full report at Read More

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SEC Charges Global Transportation Company Greenbrier and Former CEO for Failing to Disclose Perks and Payments

March 2, 2023

The Securities and Exchange Commission today announced settled charges against Oregon-based freight transportation supply company, The Greenbrier Companies Inc., and its founder and former CEO and Chairman, William A. Furman, for failing to disclose… Full report at: Read More

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Stephen Keith Woodard, Sr.

March 1, 2023

SEC Charges Hawaii Investment Adviser with Running Ponzi Scheme Read the full report at Read More

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