SEC Charges Virginia Investment Adviser with Orchestrating a Fraudulent Investment Scheme Read the full report at Read More

The Securities and Exchange Commission today charged Terren S. Peizer, Executive Chairman of the Santa Monica, California-based healthcare treatment company Ontrak Inc., with insider trading for selling more than $20 million of Ontrak stock between May… Full report at: Read More

Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2023 is not required. These adjustments do not directly affect the amount of funding… Full report at: Read More

SEC Charges Nishad Singh with Defrauding Investors in Crypto Asset Trading Platform FTX Read the full report at Read More

The Securities and Exchange Commission today charged Nishad Singh, the former Co-Lead Engineer of FTX Trading Ltd. (FTX), for his role in a multiyear scheme to defraud equity investors in FTX, the crypto trading platform started by Singh along with… Full report at: Read More

SEC Charges Clean Energy Companies and Officers with Long-Running Offering Fraud Read the full report at Read More

SEC Charges Recidivist Alan Shinderman and His Company with Fraud for Misappropriating Investor Assets Read the full report at Read More

SEC Charges Georgia Residents in Microcap Fraud Scheme Read the full report at Read More

The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on March 2 at 10:00 a.m. ET. The meeting will be webcast on the SEC website. The committee will host three panels to discuss: Growth of… Full report at: Read More