SEC Obtains Final Judgment Against Former Broker for Role in Alleged Offering Fraud Read the full report at Read More

SEC Obtains Partial Summary Judgment Against Participants in IIIegal Microcap Securities Offerings Read the full report at Read More

SEC Obtains Final Judgment Against Head Trader Charged in Fake Trading Scheme Read the full report at Read More

SEC Charges Operators of Dozens of Websites with Offering Fraud Involving Crypto Assets Read the full report at Read More

SEC Charges Connecticut Man with Defrauding Investors of $4.8 Million and Obtains Emergency Relief Read the full report at Read More

The Securities and Exchange Commission today announced that Amsterdam-based Koninklijke Philips N.V. will pay more than $62 million to resolve charges that it violated the Foreign Corrupt Practices Act (FCPA) with respect to conduct related to its sales… Full report at: Read More

The Securities and Exchange Commission today charged HSBC Securities (USA) Inc. and Scotia Capital (USA) Inc. for widespread and longstanding failures by both firms and their employees to maintain and preserve electronic communications. To settle the… Full report at: Read More

SEC Settles Fraud Charges Against Brazilian Reinsurance Company Read the full report at Read More

SEC Charges Tennessee Resident and Company with Selling Fraudulent Promissory Notes Read the full report at Read More

SEC Obtains Default Judgments Against Operators of Investment Fraud Scheme Targeting Hmong-Americans Read the full report at Read More