The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on March 2 at 10:00 a.m. ET. The meeting will be webcast on the SEC website. The committee will host three panels to discuss: Growth of… Full report at: Read More

SEC Charges Cousins for Insider Trading in Kodak Stock Ahead of Company’s Planned Govt. Partnership to Assist in Response to Covid-19 Read the full report at Read More

Puerto Rican Company and Managing Member Settle Fraud Charges Read the full report at Read More

The Securities and Exchange Commission today charged Andrew Stiles for insider trading in the stocks of Eastman Kodak Company and Novavax, Inc. based on nonpublic information related to both companies’ planned government partnerships to assist in the… Full report at: Read More

The Securities and Exchange Commission today charged media and entertainment company Ozy Media Inc., its CEO Carlos R. Watson, Jr., its former COO Samir Rao, and its former Chief of Staff Suzee Han with defrauding investors of approximately $50 million… Full report at: Read More

The Securities and Exchange Commission today announced settled charges against African Gold Acquisition Corp., a publicly traded special purpose acquisition company (SPAC), for internal controls, reporting, and recordkeeping violations. These failures… Full report at: Read More

SEC Obtains Final Judgments Against Two Participants in International Microcap Fraud Schemes Read the full report at Read More

SEC Charges Investment Adviser Hite Hedge Asset Management LLC with Violating a Trading Rule Read the full report at Read More

The Securities and Exchange Commission today announced charges against Ensign Peak Advisers Inc., a non-profit entity operated by The Church of Jesus Christ of Latter-day Saints to manage the Church’s investments, for failing to file forms that would… Full report at: Read More

SEC Charges Investment Adviser Candlestick Capital Management LP with Violating a Trading Rule Read the full report at Read More