The Securities and Exchange Commission is seeking candidates for appointment to the Small Business Capital Formation Advisory Committee to provide advice and recommendations on Commission rules, regulations, and policy matters relating to small… Full report at: Read More

The Securities and Exchange Commission today charged Nexo Capital Inc. with failing to register the offer and sale of its retail crypto asset lending product, the Earn Interest Product (EIP). To settle the SEC’s charges, Nexo agreed to pay a $22.5… Full report at: Read More

SEC Charges Four Individuals for Their Roles in a Prime Bank Fraud Read the full report at Read More

SEC Charges Caroline Ellison and Gary Wang with Defrauding Investors in Crypto Asset Trading Platform FTX Read the full report at Read More

The Securities and Exchange Commission today announced three awards totaling approximately $18 million to three whistleblowers whose information and assistance led to a successful enforcement action. The first whistleblower provided the SEC with… Full report at: Read More

Defendant Concealed His Diversion of FTX Customers’ Funds to Crypto Trading Firm Alameda Research While Raising More Than $1.8 Billion from Investors Read the full report at Read More

SEC Obtains Judgment Against Florida Man in Microcap Fraud Read the full report at Read More

The Securities and Exchange Commission today announced that Renee Jones, Director of the Division of Corporation Finance, will depart the agency to return to her faculty position at Boston College Law School, effective Feb. 3, 2023. Erik Gerding,… Full report at: Read More

SEC Charges Creator of Coindeal Crypto Scheme and Seven Others in Connection with $45 Million Fraud Read the full report at Read More

The Securities and Exchange Commission today charged Randy Robertson, a former BlackRock Advisors, LLC portfolio manager, for failing to disclose a conflict of interest arising from his relationship with a film distribution company in which the fund he… Full report at: Read More