SEC Charges Seven Parties in a Combination Pump-And-Dump and Securities Offering Scheme Read the full report at Read More

The Securities and Exchange Commission today announced that AT&T agreed to pay a $6.25 million penalty and three company executives agreed to pay $25,000 apiece stemming from charges brought in March 2021 related to the company’s selective disclosure… Full report at: Read More

The Securities and Exchange Commission today announced charges against global electrification and automation technology company, ABB Ltd, for violations of the Foreign Corrupt Practices Act (FCPA) arising out of a bribery scheme in South Africa. The… Full report at: Read More

SEC Seeks Order Requiring Witnesses to Comply with Subpoenas for Testimony and Documents Read the full report at Read More

SEC Charges Additional Parties in Fraudulent Office Space Investment Scheme Read the full report at Read More

SEC Charges New Defendant and Adds Whistleblower Impeding and Retaliation Claims in $149 Million Offering Fraud Case Read the full report at Read More

The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on December 8 at 10 a.m. ET. The meeting will be webcast on the SEC website. The committee will host three panels to discuss: Account… Full report at: Read More

The Securities and Exchange Commission today announced that David L. Peavler, the Director of the Fort Worth Regional Office since 2019, is leaving the agency after more than 19 years of service. Eric R. Werner and Marshall Gandy will serve as the office… Full report at: Read More

SEC Obtains Final Judgments Against Index Manager and Friend for Insider Trading Read the full report at Read More

SEC Obtains Final Judgment Against Former Owner of California Film Distribution Company Charged with Defrauding Publicly Traded Fund Read the full report at Read More