The Securities and Exchange Commission today reopened the public comment periods for 11 Commission rulemaking releases and one request for comment due to a technological error that resulted in a number of public comments submitted through the Commission’… Full report at: Read More

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Thursday, Oct. 13, which will address entrepreneurship hubs and recent trends in taking a company public.… Full report at: Read More

CEO of Hydrogen’s “Market Maker” Also Being Charged for Role in Scheme Read the full report at Read More

SEC Charges Man for Defrauding Investors Out of Millions of Dollars by Posing as Hedge Fund Billionaire Read the full report at Read More

SEC Obtains Final Judgment Against Investment Adviser Representative Donald Kellen Read the full report at Read More

SEC Charges Southern California Firm with Operating a Ponzi-Type Scheme Read the full report at Read More

SEC Charges Two Canadian Software Engineers with Insider Trading Read the full report at Read More

The Securities and Exchange Commission today announced that it will highlight the importance of long-term planning and investor resilience during World Investor Week (WIW) 2022, which takes place October 3-9. Planning for life’s unexpected… Full report at: Read More

The Securities and Exchange Commission today announced charges against Kim Kardashian for touting on social media a crypto asset security offered and sold by EthereumMax without disclosing the payment she received for the promotion. Kardashian agreed to… Full report at: Read More

SEC Charges Four Defendants in Connection with Fraudulent Scheme to Sell Public Company Stock Read the full report at Read More