Final Judgment Entered Against Former Microcap Stock Promoter Read the full report at Read More

The Securities and Exchange Commission today announced that Jaime Lizárraga has been sworn into office as a Commissioner by Chair Gary Gensler. Commissioner Lizárraga was nominated by President Biden earlier this year and confirmed by the U.S. Senate on… Full report at: Read More

SEC Obtains Final Judgment Against Individual in Ico Promotion Scheme; Files Notice of Death as to John Mcafee, Resulting in Dismissal of Claims Read the full report at Read More

The Securities and Exchange Commission today announced awards totaling more than $6 million to two whistleblowers who provided critical information and assistance in two separate covered actions. In the first order, the SEC issued an award of more than… Full report at: Read More

SEC Charges Four Unregistered Brokers Who Sold Sky Group Securities Read the full report at Read More

The Securities and Exchange Commission today proposed amendments to the rule that governs the process for including shareholder proposals in a company’s proxy statement. Under Rule 14a-8, companies generally must include shareholder proposals in their… Full report at: Read More

SEC Obtains Default Judgment Against Former Executive for Fcpa Violations Read the full report at Read More

SEC Charges Washington, D.C. Investor with Insider Trading Read the full report at Read More

SEC Charges Former Business Development Executive and Two Friends with Insider Trading Read the full report at Read More

SEC Obtains Final Judgments Against Defendants in Netflix Insider Trading Ring Read the full report at Read More