SEC Charges Multiple Defendants with Investment Fraud Scheme Involving Penny Stock Companies Read the full report at Read More

SEC Obtains Final Judgments Ordering Entities to Pay Over $15 Million for Facilitating International Fraud Scheme Read the full report at Read More

SEC Charges Medical Supply Company and Executives for Accounting Fraud and Suspends Audit Professionals for Improper Professional Conduct Read the full report at Read More

SEC Charges Canadian Individual in Fraudulent Microcap Scheme Read the full report at Read More

The Securities and Exchange Commission today reopened the comment period on proposed rules for listing standards for recovery of erroneously awarded compensation, and staff of the Commission released a memo that contains additional analyses and data that… Full report at: Read More

The Securities and Exchange Commission today charged audit firm CohnReznick LLP with improper professional conduct on engagements for two clients in 2017. The two clients, Sequential Brands Group, Inc. and Longfin Corp., previously were charged by the… Full report at: Read More

SEC Obtains Final Judgment Against Former Credit Rating Agency Charged with Disclosure and Internal Controls Failures Relating to Undisclosed Model Adjustments Read the full report at Read More

SEC Sues New York Based Firm and Its Managing Member for Acting as Unregistered Securities Dealers Read the full report at Read More

The Securities and Exchange Commission today charged Bridgewater, NJ-based Synchronoss Technologies, Inc. and seven senior employees, including the former CFO, in connection with their roles related to long-running accounting improprieties that ran from… Full report at: Read More

The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on June 9 at 10 a.m. ET. The meeting will be webcast on the SEC website. The committee will host two panels, the first involving a… Full report at: Read More