The Securities and Exchange Commission today announced that it adopted amendments to require certain forms that currently are permitted to be filed or submitted in paper format to be filed or submitted electronically. The amendments also amend certain… Full report at: Read More

SEC Charges Former CCO of Investment Adviser Who Misappropriated Funds Read the full report at Read More

The Securities and Exchange Commission today announced that Tenaris, a Luxembourg-based global manufacturer and supplier of steel pipe products, will pay more than $78 million to resolve charges that it violated the Foreign Corrupt Practices Act (FCPA)… Full report at: Read More

SEC Obtains Final Judgments Against Crowdfunding Issuer and Its CEO Read the full report at Read More

SEC Charges Former Executive of Network Infrastructure Company with Accounting Fraud Read the full report at Read More

The Securities and Exchange Commission today charged the town of Sterlington, Louisiana and its former mayor, Vern A. Breland, as well as the town’s unregistered municipal advisor, Twin Spires Financial LLC, and its owner, Aaron B. Fletcher, with… Full report at: Read More

SEC Obtains Final Judgment Against Tech Employee Charged with Insider Trading Read the full report at Read More

SEC Obtains Final Judgments Against IIIinois Company and Its President for Affinity Fraud Targeting Christian Investors Read the full report at Read More

SEC Charges New York Grocery Supermarket Chain and CEO for Financial Fraud Read the full report at Read More

The Securities and Exchange Commission today announced eight new members to fill all vacancies on its Investor Advisory Committee. The new members join 15 current committee members. The committee, established under the Dodd-Frank Wall Street Reform… Full report at: Read More