Securities Law

Lev Parnas and David Correia

May 24, 2022

SEC Obtains Partial Judgment Against Fraud Guarantee Co-Founder for Engaging in Fraudulent Securities Offering Read the full report at Read More

Continue reading

Frederick L. Sharp et al.

May 24, 2022

SEC Obtains Final Judgment Ordering Mastermind of International Microcap Fraud Scheme to Pay $52,925,214 Read the full report at Read More

Continue reading

StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia and Eric D. Lachow

May 24, 2022

SEC Obtains Emergency Relief to Halt Pre-Ipo Stock Fraud Scheme by Unregistered Broker-Dealer Read the full report at Read More

Continue reading

Jillian Sidoti

May 24, 2022

SEC Obtains Judgment Against Attorney Charged with Assisting Microcap Fraud Scheme Read the full report at Read More

Continue reading

Richard T. Diver

May 24, 2022

Court Enters Final Judgment Against Investment Adviser COO Read the full report at Read More

Continue reading

Sohrab (“Sam”) Sharma, et al.

May 24, 2022

SEC Obtains Final Judgments Against Defendants in Fraudulent ICO Scheme Read the full report at Read More

Continue reading

Wynn Charlebois et al.

May 24, 2022

SEC Charges Charlotte, North Carolina Business Consultant and His Company with Operating $7 Million Ponzi Scheme Read the full report at Read More

Continue reading