Securities Law

Brenda Smith, et al.

May 24, 2022

Defendant in SEC Enforcement Action Sentenced to More Than Nine Years in Prison Read the full report at Read More

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Lev Parnas and David Correia

May 24, 2022

SEC Obtains Partial Judgment Against Fraud Guarantee Co-Founder for Engaging in Fraudulent Securities Offering Read the full report at Read More

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Frederick L. Sharp et al.

May 24, 2022

SEC Obtains Final Judgment Ordering Mastermind of International Microcap Fraud Scheme to Pay $52,925,214 Read the full report at Read More

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StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia and Eric D. Lachow

May 24, 2022

SEC Obtains Emergency Relief to Halt Pre-Ipo Stock Fraud Scheme by Unregistered Broker-Dealer Read the full report at Read More

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Jillian Sidoti

May 24, 2022

SEC Obtains Judgment Against Attorney Charged with Assisting Microcap Fraud Scheme Read the full report at Read More

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Richard T. Diver

May 24, 2022

Court Enters Final Judgment Against Investment Adviser COO Read the full report at Read More

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Sohrab (“Sam”) Sharma, et al.

May 24, 2022

SEC Obtains Final Judgments Against Defendants in Fraudulent ICO Scheme Read the full report at Read More

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Wynn Charlebois et al.

May 24, 2022

SEC Charges Charlotte, North Carolina Business Consultant and His Company with Operating $7 Million Ponzi Scheme Read the full report at Read More

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