skip to content

Justin Costello and David Ferraro

Oct 6, 2022

SEC Charges Man for Defrauding Investors Out of Millions of Dollars by Posing as Hedge Fund Billionaire

Read the full report at Read More

More News

SEC Announces 44th Annual Small Business Forum to Impact Capital-Raising Policy

FROM: Securities Law

SEC Seeks Candidates for Membership on the Investor Advisory Committee

FROM: Securities Law

SEC Charges One Oak Capital Management and Michael DeRosa with Breaching Fiduciary Duties to Clients

FROM: Securities Law

Privacy Overview

This website uses cookies to improve your experience while you navigate through the website. Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may affect your browsing experience.

Necessary

Always Enabled

Necessary cookies are absolutely essential for the website to function properly. These cookies ensure basic functionalities and security features of the website, anonymously.

Cookie	Duration	Description
cookielawinfo-checkbox-analytics	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics".
cookielawinfo-checkbox-functional	11 months	The cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional".
cookielawinfo-checkbox-necessary	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-others	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other.
cookielawinfo-checkbox-performance	11 months	This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance".
viewed_cookie_policy	11 months	The cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.

Functional

Performance

Analytics

Others

Justin Costello and David Ferraro

More News

The Katz Law Firm Launches in Illinois and Wisconsin

VA, NIH launch study of Gulf War Illness

SEC Charges Digital Currency Group and Soichiro “Michael” Moro, Former CEO of Genesis Global Capital, for Misleading Investors about Genesis’s Financial Condition

SEC Charges Private Equity Fund Adviser for Overcharging Fees and Failing To Disclose Fee Calculation Conflict

US Department of Labor announces changes to OSHA’s Severe Violator Enforcement Program to strengthen enforcement, improve compliance

Readout of Secretary Raimondo’s Meeting with Prime Minister of Fiji Sitiveni Rabuka

SEC Announces 44th Annual Small Business Forum to Impact Capital-Raising Policy

SEC Seeks Candidates for Membership on the Investor Advisory Committee

SEC Charges One Oak Capital Management and Michael DeRosa with Breaching Fiduciary Duties to Clients