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U.S. Capital

SEC Proposes Rule Amendments to the Broker-Dealer Customer Protection Rule

The Securities and Exchange Commission today proposed amendments to Rule 15c3-3 (the Customer Protection Rule) to require certain broker-dealers to increase the frequency with which…

Court House

Steinberg Law Firm Welcomes Attorney Wilson Jackson

Charleston, South Carolina – The Steinberg Law Firm is pleased to welcome Attorney Wilson (William) Jackson to their team of attorneys. With a focus on…

Steinberg Law Firm Welcomes Attorney Wilson Jackson

Charleston, South Carolina – The Steinberg Law Firm is pleased to welcome Attorney Wilson (William) Jackson to their team of attorneys. With a focus on…

Costello et al.

SEC Obtains Final Judgment Against Microcap Stock Promoter Read the full report at Read More

Court House

Calling All Arrow Financial Corporation (AROW) Investors: Contact Bronstein, Gewirtz & Grossman, LLC Today!

New York, New York – Attorney Advertising– Bronstein, Gewirtz & Grossman, LLC, a nationally recognized law firm, notifies investors that a class action lawsuit has…

U.S. Capital

Department of Labor finds Newark contractor willfully exposed workers to fall hazards in 6 inspections in three months, proposes $333K in fines

July 11, 2023 From OSHA: Read More

U.S. Capital

Legend Venture Partners LLC

SEC Obtains Appointment of a Receiver in Pre-Ipo Stock Fraud Scheme by Unregistered Broker-Dealer Read the full report at Read More

NASA’s Starling Mission Sending Swarm of Satellites into Orbit

This July, NASA is sending a team of four six-unit (6U)-sized CubeSats into orbit around Earth to see if they’re able to cooperate on their…

U.S. Capital

SEC Charges Merrill Lynch and Parent Company for Failing to File Suspicious Activity Reports

The Securities and Exchange Commission today announced charges against Merrill Lynch, Pierce, Fenner & Smith Incorporated and its parent company BAC North America Holding Co.…

U.S. Capital

New Orleans Woman Sentenced for Theft of Government Funds

From the U.S. Attorney’s Office, Eastern District of Louisiana: NEW ORLEANS – DEDRA BRIGHT (“BRIGHT”), age 64, of New Orleans, Louisiana, was sentenced on July…