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SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in its Investment Models
The Securities and Exchange Commission today announced settled charges against New York-based investment advisers Two Sigma Investments LP and Two Sigma Advisers LP (collectively, Two Sigma) for breaching their fiduciary duties by failing to reasonably… Full report at: Read More
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Bills Moving Through the U.S. Congress
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J.H. Darbie & Co., Inc. Read the full report at Read More
The Securities and Exchange Commission today announced settled charges against broker-dealer Citadel Securities LLC for violating a provision of Regulation SHO, the regulatory framework designed…
Biden-Harris Administration Announces Final National Security Guardrails for CHIPS for America Incentives Program KCPullen@doc.gov Fri, 09/22/2023 – 10:25 ICT Supply Chain Manufacturing FOR IMMEDIATE RELEASE…
Jonathan Becker Read the full report at Read More
Jon P. Kubler, Kubler Consulting LLC, Aksarben Evolution LLC, AV Bhill LLC, CFH Texas LLC, Green Saddle LLC Read the full report at Read More
The Securities and Exchange Commission today announced charges against Mexico-based company Aras Investment Business Group S.A.P.I. de C.V., its CEO Armando Gutierrez Rosas, and four…
New York, New York – Nematzadeh PLLC announced today that Super Lawyers® has included Founder and Managing Attorney, Justin S. Nematzadeh, in its listing of…
Remarks by Deputy Secretary of Commerce Don Graves at the U.S. Advanced Industry and Technology Corporation Forum in Seoul, Korea KCPullen@doc.gov Thu, 09/21/2023 – 09:15…
Miami, Florida – Following a recent arbitration conference before the Honorable Jerald Bagley (Ret.), involving a dispute between J.B. Harris and Titan Asset Management, Harris,…
Miami, Florida – Following a recent arbitration conference before the Honorable Jerald Bagley (Ret.), involving a dispute between J.B. Harris and Titan Asset Management, Harris,…