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SEC Charges Three Broker-Dealers with Filing Deficient Suspicious Activity Reports
The Securities and Exchange Commission today announced that broker-dealers Webull Financial LLC, Lightspeed Financial Services Group LLC, and Paulson Investment Company, LLC have agreed to settle charges that they filed with law enforcement suspicious… Full report at: Read More
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Bills Moving Through the U.S. Congress
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Beverly Hills, California – To provide legal support to those affected by personal injuries, and also their loved ones, the Beverly Hills law firm SHAWN…
The Securities and Exchange Commission is closely monitoring the impact of Hurricane Helene on investors and capital markets. The SEC divisions and offices that oversee…
The Securities and Exchange Commission today filed settled charges against Mango DAO and Blockworks Foundation for engaging in the unregistered offer and sale of crypto…
The Securities and Exchange Commission today announced charges against U.K. citizen Robert B. Westbrook for hacking into the computer systems of five U.S. public companies…
Southfield, Michigan – As a special education teacher at Waterford Public Schools’ Riverside Elementary, Katherine Albright reasonably expected the school district to appropriately address her…
On September 26, 2024, U.S. Secretary of Commerce Raimondo, New York Governor Kathy Hochul, and American Federation of Teachers’ (AFT) President Randi Weingarten joined Micron…
Happy Hispanic Heritage Month! Welcome to the Department of Commerce. I’m so pleased to welcome you all. Secretary Raimondo and I view our partnership with…
TRENTON, N.J. – A Pennsylvania man was sentenced today to 78 months in prison for his role in a scheme to fraudulently obtain over $4.8…
AUGUSTA, GA: A Richmond County man was sentenced to federal prison for threatening to blow up Augusta’s Social Security office. Keyon Tishaye Dickens, 39, of…
Denver, Colorado – Watson, and his 24-year-old real estate investment company Northstar Commercial Partners, are now fighting back with a federal lawsuit against a former…