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SEC Announces Departure of Acting Enforcement Director Sanjay Wadhwa
The Securities and Exchange Commission today announced that Sanjay Wadhwa, the Acting Director of the Division of Enforcement, will depart the agency, effective January 31, 2025, after more than 21 years of service with the Commission. “I thank Sanjay… Full…
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SEC Seeks to Halt North Carolina-Based Ponzi Scheme Read the full report at Read More
SEC Charges Additional Frank Executive with Fraud in Connection with $175 Million Sale of Student Loan Assistance Company Read the full report at Read More
The Securities and Exchange Commission today announced settled charges against RSE Markets Inc. for operating as an unregistered exchange by maintaining and providing a marketplace…
The Securities and Exchange Commission today announced an award of more than $9 million to a whistleblower whose significant and detailed information and assistance led…
The Securities and Exchange Commission today proposed amendments to Rule 15c3-3 (the Customer Protection Rule) to require certain broker-dealers to increase the frequency with which…
Charleston, South Carolina – The Steinberg Law Firm is pleased to welcome Attorney Wilson (William) Jackson to their team of attorneys. With a focus on…
Charleston, South Carolina – The Steinberg Law Firm is pleased to welcome Attorney Wilson (William) Jackson to their team of attorneys. With a focus on…
SEC Obtains Final Judgment Against Microcap Stock Promoter Read the full report at Read More
New York, New York – Attorney Advertising– Bronstein, Gewirtz & Grossman, LLC, a nationally recognized law firm, notifies investors that a class action lawsuit has…