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SEC Announces Departure of Acting Enforcement Director Sanjay Wadhwa
The Securities and Exchange Commission today announced that Sanjay Wadhwa, the Acting Director of the Division of Enforcement, will depart the agency, effective January 31, 2025, after more than 21 years of service with the Commission. “I thank Sanjay… Full…
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Bills Moving Through the U.S. Congress
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SEC Obtains Final Judgment Against Investment Adviser Tarek D. Bahgat Read the full report at Read More
Readout of Deputy Secretary Grave’s Meeting with Dutch Minister of Economic Affairs and Climate Micky Adriaansens ASowah@doc.gov Thu, 06/08/2023 – 12:52 Export and investment promotion…
Joint Statement: The U.S. Department of Commerce and Singapore Ministry of Trade and Industry Meet for the Second U.S.-Singapore Partnership for Growth and Innovation Annual…
The Securities and Exchange Commission today adopted rule changes to remove and replace references to credit ratings from existing exceptions provided in Rule 101 and…
The Securities and Exchange Commission today adopted rules to prevent fraud, manipulation, and deception in connection with security-based swap transactions and to prevent undue influence…
SEC Charges Financial Advisor with Fraud for Stealing from Elderly Customers to Pay Personal Expenses Read the full report at Read More
Westchester County, New York – Littman Krooks was proud to be a Bronze Sponsor at this year’s NAMIWalks Westchester, which was held on May 20th.…
June 6, 2023 From OSHA: Read More