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SEC Announces Departure of Acting Enforcement Director Sanjay Wadhwa
The Securities and Exchange Commission today announced that Sanjay Wadhwa, the Acting Director of the Division of Enforcement, will depart the agency, effective January 31, 2025, after more than 21 years of service with the Commission. “I thank Sanjay… Full…
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The Securities and Exchange Commission today announced charges against investment adviser Pinnacle Advisors LLC for aiding and abetting Liquidity Rule violations by a mutual fund…
The Securities and Exchange Commission today announced the largest-ever award, nearly $279 million, to a whistleblower whose information and assistance led to the successful enforcement…
United States to Host Indo-Pacific Economic Framework Ministerial in Detroit KCPullen@doc.gov Thu, 05/04/2023 – 18:14 FOR IMMEDIATE RELEASE Thursday, May 4, 2023 Office of Public…
SEC Charges Florida Resident with Operating $5.9 Million Ponzi Scheme Targeting African-American Community Read the full report at Read More
Joseph Potashnik & Associates, PC New York, NY (Law Firm Newswire) May 27, 2017 – With the everсhanging political landscape the immigration rules and regulations…
The Securities and Exchange Commission today announced settled charges against Fargo, North Dakota-based investment adviser Classic Asset Management LLC (CAM) and indirect part-owner and investment…
The Securities and Exchange Commission today announced 14 new members of the Small Business Capital Formation Advisory Committee. The new members were appointed to four-year…
SEC Obtains Final Judgments Against Firm and Its Principals for Acting as Unregistered Dealers and Engaging in a Penny Stock Fraud Scheme Read the full…
SEC Alleges Son and Father-In-Law Touted Faith to Target Church Members in $20 Million Offering Fraud Read the full report at Read More
Remarks by Deputy Secretary of Commerce Don Graves at the 2023 Select USA Summit KCPullen@doc.gov Wed, 05/03/2023 – 14:08 ICT Supply Chain Manufacturing AS PREPARED…