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2023 SelectUSA Investment Summit Concludes

2023 SelectUSA Investment Summit Concludes ASowah@doc.gov Fri, 05/05/2023 – 16:39 Export and investment promotion FOR IMMEDIATE RELEASE Friday, May 5, 2023 Office of Public Affairs…

Ronald D. Swanson

SEC Obtains Judgment Against Former CEO and General Counsel Who Raised Millions of Dollars from Investors Through False Statements Read the full report at Read…

Matthew J. Werthe (dba HSR Wealth Management)

SEC Charges San Diego-Based Investment Adviser for Conducting Fraudulent “Cherry-Picking” Scheme Read the full report at Read More

SEC Charges Investment Adviser and Fund Trustees with Liquidity Rule Violations

The Securities and Exchange Commission today announced charges against investment adviser Pinnacle Advisors LLC for aiding and abetting Liquidity Rule violations by a mutual fund…

SEC Issues Largest-Ever Whistleblower Award

The Securities and Exchange Commission today announced the largest-ever award, nearly $279 million, to a whistleblower whose information and assistance led to the successful enforcement…

United States to Host Indo-Pacific Economic Framework Ministerial in Detroit

United States to Host Indo-Pacific Economic Framework Ministerial in Detroit KCPullen@doc.gov Thu, 05/04/2023 – 18:14 FOR IMMEDIATE RELEASE Thursday, May 4, 2023 Office of Public…

Cedric Dewayne Griffin

SEC Charges Florida Resident with Operating $5.9 Million Ponzi Scheme Targeting African-American Community Read the full report at Read More

Court House

Joseph Potashnik & Associates PC Handles Numerous Immigration Related Criminal Defense Cases

Joseph Potashnik & Associates, PC New York, NY (Law Firm Newswire) May 27, 2017 – With the everсhanging political landscape the immigration rules and regulations…

SEC Charges Advisory Firm and Part-Owner for Breach of Fiduciary Duty in Connection with Use of Leveraged ETFs

The Securities and Exchange Commission today announced settled charges against Fargo, North Dakota-based investment adviser Classic Asset Management LLC (CAM) and indirect part-owner and investment…

SEC Announces New Members of Small Business Capital Formation Advisory Committee

The Securities and Exchange Commission today announced 14 new members of the Small Business Capital Formation Advisory Committee. The new members were appointed to four-year…