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SEC Charges Eight Social Media Influencers in $100 Million Stock Manipulation Scheme Promoted On Discord and Twitter Read the full report at Read More

SEC Charges Financial Services Professional and Associate in $47 Million Front-Running Scheme

The Securities and Exchange Commission today announced fraud charges against Lawrence Billimek, an employee of a major asset management firm with securities portfolios worth billions…

Petco Worker Gets $300,000 in Dog Bite Claim

Petco Worker Gets $300,000 in Dog Bite Claim Chicago, IL (Law Firm Newswire) December 14, 2022 – A dog groomer at a nationwide pet store…

SEC Proposes Rule to Enhance Competition for Individual Investor Order Execution

The Securities and Exchange Commission today proposed a rule that would require certain orders of individual investors to be exposed to competition in fair and…

Kansas Veteran Sentenced for Defrauding the VA

From the U.S. Attorney’s Office, District of Kansas: KANSAS CITY, KAN.– A Kansas man was sentenced today to 37 months in prison and ordered to…

SEC Proposes Rules to Amend Minimum Pricing Increments and Access Fee Caps and to Enhance the Transparency of Better Priced Orders

The Securities and Exchange Commission today proposed to amend certain rules under Regulation NMS to adopt variable minimum pricing increments, or “tick sizes,” for the…

Advanced Air Mobility Makes Travel More Accessible

Imagine requesting an air taxi by app, like you do now with Uber or Lyft, to travel to your local airport – you could be…

Remarks by U.S. Secretary of Commerce Gina Raimondo at the U.S.-Africa Business Forum

Remarks by U.S. Secretary of Commerce Gina Raimondo at the U.S.-Africa Business Forum KCPullen@doc.gov Wed, 12/14/2022 – 13:50 Export and investment promotion AS PREPARED FOR…

SEC Proposes Amendments to Enhance Disclosure of Order Execution Information

The Securities and Exchange Commission today proposed amendments that would update the disclosure required under Rule 605 of Regulation NMS for order executions in national…

SEC Adopts Amendments to Modernize Rule 10b5-1 Insider Trading Plans and Related Disclosures

The Securities and Exchange Commission today adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 and new disclosure requirements to enhance investor…