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Alternative Trading Systems Operator Liquidnet Charged with Violations of Market Access Rule and for Failing to Protect Confidential Subscriber Trading Information
The Securities and Exchange Commission today announced settled charges against broker-dealer Liquidnet Inc., an operator of multiple alternative trading systems (ATSs), for failing to have necessary controls and procedures regarding market access, for… Full report at: Read More
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Bills Moving Through the U.S. Congress
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The Securities and Exchange Commission today announced that AT&T agreed to pay a $6.25 million penalty and three company executives agreed to pay $25,000 apiece…
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The Securities and Exchange Commission today announced charges against global electrification and automation technology company, ABB Ltd, for violations of the Foreign Corrupt Practices Act…
Africa-U.S.: Commercial Ties will Shape the Partnership in the 21st Century ASowah@doc.gov Fri, 12/02/2022 – 21:12 Export and investment promotion FOR IMMEDIATE RELEASE Publication The…
SEC Seeks Order Requiring Witnesses to Comply with Subpoenas for Testimony and Documents Read the full report at Read More
December 2, 2022 From OSHA: Read More
Department of Commerce Issues Preliminary Determination of Circumvention Inquiries of Solar Cells and Modules Produced in China KCPullen@doc.gov Fri, 12/02/2022 – 10:47 ICT Supply Chain…
Readout of Secretary Raimondo’s Meeting with Ukraine Deputy Prime Minister and Minister of Digital Transformation Mykhailo Fedorov KCPullen@doc.gov Thu, 12/01/2022 – 18:00 Infrastructure FOR IMMEDIATE…
From the U.S. Attorney’s Office, Eastern District of Missouri: ST. LOUIS – A man from St. Louis County, Missouri on Thursday admitted cashing his mother’s…