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Marc J. Frankel

SEC Charges Former Investment Adviser with Stealing from Clients Read the full report at Read More

NIST and Google to Create New Supply of Chips for Researchers and Tech Startups

NIST and Google to Create New Supply of Chips for Researchers and Tech Startups KCPullen@doc.gov Tue, 09/13/2022 – 11:44 ICT Supply Chain FOR IMMEDIATE RELEASE…

Scott Adam Brander

SEC Brings Settled Actions Charging Cherry-Picking and Compliance and Supervisory Failures Read the full report at Read More

SEC Charges Four Underwriters in First Actions Enforcing Municipal Bond Disclosure Law

The Securities and Exchange Commission today filed a litigated action against Oppenheimer & Co. Inc. and separately announced settlements with BNY Mellon Capital Markets LLC,…

Berwick Woman Pleads Guilty to Decade-Long Social Security Fraud and Housing Voucher Subsidy Fraud

From the U.S. Attorney’s Office, District of Maine: PORTLAND, Maine: A Berwick woman pleaded guilty today in U.S. District Court in Portland to Social Security…

Remarks by U.S. Secretary of Commerce Gina Raimondo at the U.S.-Mexico High-Level Economic Dialogue (HLED)

Remarks by U.S. Secretary of Commerce Gina Raimondo at the U.S.-Mexico High-Level Economic Dialogue (HLED) KCPullen@doc.gov Mon, 09/12/2022 – 17:42 Cybersecurity Export and investment promotion…

SEC Charges VMware with Misleading Investors by Obscuring Financial Performance

The Securities and Exchange Commission today charged VMware Inc. for misleading investors about its order backlog management practices, which enabled the Palo Alto, California-based technology…

South Carolina Woman Sentenced in Social Security Fraud Scheme

From the U.S. Attorney’s Office, District of South Carolina: Columbia, South Carolina – Crystal Deveaux, 61, of Eastover, was sentenced to more than a year…

SEC Charges Hudson Advisors and Lone Star Global for Failing to Disclose that Fund Fees Included More Than $50 Million of Owner’s Income Tax Liability

The Securities and Exchange Commission announced charges today against registered investment advisers Hudson Advisors L.P. and Lone Star Global Acquisitions Ltd. for including Hudson’s owner’s…

Mingo County Woman Ordered to Pay Restitution For Federal Fraud Crimes

From the U.S. Attorney’s Office, Southern District of West Virginia: CHARLESTON, W.Va. – Diana Cisco, 70, of Delbarton, was ordered today to pay $46,356 in…