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Eversheds Sutherland Named in Multimillion-Dollar Lawsuit by Global Investment Management Holdings Inc
New York, New York – In a landmark legal move, Global Investment Management Holdings Inc (GIMH), a Delaware-based private financial firm, has filed a lawsuit against Eversheds Sutherland (International) LLP and other entities, alleging an elaborate conspiracy involving fraud and…
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Nano-x Imaging Ltd. and Ran Poliakine Read the full report at Read More
Stephone N. Patton, Star Oil and Gas Company, Inc., et al. Read the full report at Read More
The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced that registration is open for a virtual…
John Feloni and Stock Squirrel, Inc. Read the full report at Read More
The Securities and Exchange Commission today proposed tailored disclosure requirements and offering processes for offerings of registered index-linked annuities (RILAs). The amendments would highlight key…
Prager Metis CPAs, LLC, and Prager Metis CPAs LLP Read the full report at Read More
The Securities and Exchange Commission today announced charges against accounting firm Prager Metis CPAs, LLC and its California professional services firm, Prager Metis CPAs LLP,…
The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser D. E. Shaw & Co., L.P. for raising impediments to…
Summary Readout of Deputy Secretary Don Graves’ Travel to Tokyo KCPullen@doc.gov Fri, 09/29/2023 – 10:34 Cybersecurity Export and investment promotion Infrastructure Trade enforcement FOR IMMEDIATE…
The Securities and Exchange Commission today announced charges against five broker-dealers, three dually registered broker-dealers and investment advisers, and two affiliated investment advisers for widespread…