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SEC Approves Funding Amendment to National Market System Plan Governing the Consolidated Audit Trail

SEC Approves Funding Amendment to National Market System Plan Governing the Consolidated Audit Trail

Sep 6, 2023

The Securities and Exchange Commission today approved an amendment to the National Market System Plan governing the Consolidated Audit Trail (CAT) (the “CAT NMS Plan”) to adopt a revised funding model, called the “Executed Share Model,” for the CAT…

Full report at: Read More

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