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SEC Charges RiverSource Distributors with Improper Switching of Variable Annuities

May 25, 2022

The Securities and Exchange Commission today announced settled charges against RiverSource Distributors Inc. for improper switching or replacing of variable annuities. This is the SEC’s first-ever enforcement proceeding under Section 11 of the Investment…

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SEC Charges RiverSource Distributors with Improper Switching of Variable Annuities

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