SEC Charges Wells Fargo Advisors With Anti-Money Laundering Related Violations

SEC Charges Wells Fargo Advisors With Anti-Money Laundering Related Violations

May 24, 2022

The Securities and Exchange Commission today announced charges against Wells Fargo Advisors for failing to file at least 34 Suspicious Activity Reports (SARs) in a timely manner between April 2017 and October 2021. Wells Fargo Advisors, the St. Louis-…

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