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SEC Files Settled Charges Against Three StraightPath Sales Agents for Unregistered Broker Activity

Sep 12, 2024

The Securities and Exchange Commission today announced settled charges against three sales agents from StraightPath Venture Partners—Anthony Guarino, Robert Seropian, and Frank Vecchio—for unregistered broker activity, including selling membership…

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SEC Files Settled Charges Against Three StraightPath Sales Agents for Unregistered Broker Activity

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