Wells Fargo Settles with SEC for Charging Excessive Advisory Fees

Wells Fargo Settles with SEC for Charging Excessive Advisory Fees

Aug 25, 2023

The Securities and Exchange Commission today charged Wells Fargo Clearing Services LLC and Wells Fargo Advisors Financial Network LLC (collectively, Wells Fargo) for overcharging more than 10,900 investment advisory accounts more than $26.8 million in…

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