Securities Law

Archer Capital Management Group et al.

September 1, 2022

SEC Charges Archer Capital Management Group, the Archer Growth Fund and Related Entities with Defrauding Investors Read the full report at Read More

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Cronin and Joseph

September 1, 2022

SEC Files Subpoena Enforcement Action Against Two Principals of Broadway Musical Fund Read the full report at Read More

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Empirex Capital LLC, et al.

August 31, 2022

SEC Files Subpoena Enforcement Action Against South Florida Man, His Sister and Their Companies Read the full report at Read More

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Lindberg, et al.

August 30, 2022

SEC Charges Advisory Firm and Executives with Devising an Elaborate Scheme to Defraud Clients Out of More Than $75 Million Read the full report at Read More

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Ignite International Brands, Ltd.

August 30, 2022

SEC Files Subpoena Enforcement Action Against Issuer for Failure to Produce Documents Read the full report at Read More

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SEC Charges Advisory Firm and Executives with Devising an Elaborate Scheme to Defraud Clients out of More Than $75 Million

August 30, 2022

The Securities and Exchange Commission today charged two North Carolina-based executives, Gregory E. Lindberg and Christopher Herwig, and their Malta-based registered investment adviser, Standard Advisory Services Limited, for defrauding clients out of… Full report at: Read More

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Lee A. Bressler

August 30, 2022

SEC Charges Hedge Fund Portfolio Manager with Fraud Read the full report at Read More

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Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming

August 29, 2022

SEC Adds Defendants and Claims in Microcap Fraud Case Read the full report at Read More

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Spartan Securities Group, Ltd., et al.

August 26, 2022

Gatekeepers Ordered to Pay Nearly $1 Million in Monetary Remedies for Microcap Shell Factory Fraud Read the full report at Read More

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SEC Issues First Fee Rate Advisory for Fiscal Year 2023

August 26, 2022

The Securities and Exchange Commission announced that the fees that public companies and other issuers pay to register their securities with the Commission will increase from $92.70 per million dollars to $110.20 per million dollars, effective Oct. 1.… Full report at: Read More

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