Securities Law

SEC Charges Global Steel Pipe Manufacturer with Violating Foreign Corrupt Practices Act

June 2, 2022

The Securities and Exchange Commission today announced that Tenaris, a Luxembourg-based global manufacturer and supplier of steel pipe products, will pay more than $78 million to resolve charges that it violated the Foreign Corrupt Practices Act (FCPA)… Full report at: Read More

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Robert Samuel Shumake, Jr., et al

June 2, 2022

SEC Obtains Final Judgments Against Crowdfunding Issuer and Its CEO Read the full report at Read More

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Anthony Sirotka

June 2, 2022

SEC Charges Former Executive of Network Infrastructure Company with Accounting Fraud Read the full report at Read More

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SEC Charges Louisiana Town and Former Mayor with Fraud in Two Municipal Bond Deals

June 2, 2022

The Securities and Exchange Commission today charged the town of Sterlington, Louisiana and its former mayor, Vern A. Breland, as well as the town’s unregistered municipal advisor, Twin Spires Financial LLC, and its owner, Aaron B. Fletcher, with… Full report at: Read More

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Mohammed Pithapurwala, Ammar Kutiyanawalla, and Alifiya Kutiyanawalla

June 1, 2022

SEC Obtains Final Judgment Against Tech Employee Charged with Insider Trading Read the full report at Read More

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John Henderson, et al.

June 1, 2022

SEC Obtains Final Judgments Against IIIinois Company and Its President for Affinity Fraud Targeting Christian Investors Read the full report at Read More

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iFresh, Inc. and Long Deng

June 1, 2022

SEC Charges New York Grocery Supermarket Chain and CEO for Financial Fraud Read the full report at Read More

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SEC Announces Eight New Investor Advisory Committee Members

June 1, 2022

The Securities and Exchange Commission today announced eight new members to fill all vacancies on its Investor Advisory Committee. The new members join 15 current committee members. The committee, established under the Dodd-Frank Wall Street Reform… Full report at: Read More

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SEC Launches Game Show-Themed Public Service Campaign

June 1, 2022

The Securities and Exchange Commission’s Office of Investor Education and Advocacy today unveiled a game show-themed public service campaign to help investors make informed investment decisions and avoid fraud. Recognizing that sometimes… Full report at: Read More

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SEC Charges Company and Former CEO with Misleading Investors about Sale of Covid-19 Test Kits

May 31, 2022

The Securities and Exchange Commission today charged New York-based SCWorx Corp. and its former Chief Executive Officer and Chairman of the Board, Marc S. Schessel, with making false and misleading statements about SCWorx’s plans to distribute COVID-19… Full report at: Read More

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