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SEC Charges Four Individuals for Long-Running Scheme to Unlawfully Trade in Advance of Numerous Follow-On Offerings
The Securities and Exchange Commission today filed fraud charges against John Lowe, Randy Grewal, Richard Ringel, and David Cooper arising from their longstanding fraudulent scheme to trade in advance of the public announcement of the timing or price, or… Full…
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Bills Moving Through the U.S. Congress
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INTERESTING FINDS
Joint Statement Following the 2023 U.S.-Mexico High-Level Economic Dialogue ASowah@doc.gov Fri, 09/29/2023 – 20:55 Export and investment promotion FOR IMMEDIATE RELEASE Friday, September 29, 2023…
Readout of Secretary Raimondo’s Meeting with Minister of External Affairs of India Subrahmanyam Jaishankar ASowah@doc.gov Fri, 09/29/2023 – 19:07 Export and investment promotion FOR IMMEDIATE…
September 29, 2023 From OSHA: Read More
Nano-x Imaging Ltd. and Ran Poliakine Read the full report at Read More
Stephone N. Patton, Star Oil and Gas Company, Inc., et al. Read the full report at Read More
The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced that registration is open for a virtual…
John Feloni and Stock Squirrel, Inc. Read the full report at Read More
The Securities and Exchange Commission today proposed tailored disclosure requirements and offering processes for offerings of registered index-linked annuities (RILAs). The amendments would highlight key…
Prager Metis CPAs, LLC, and Prager Metis CPAs LLP Read the full report at Read More
The Securities and Exchange Commission today announced charges against accounting firm Prager Metis CPAs, LLC and its California professional services firm, Prager Metis CPAs LLP,…