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SEC Announces Departure of Acting Enforcement Director Sanjay Wadhwa
The Securities and Exchange Commission today announced that Sanjay Wadhwa, the Acting Director of the Division of Enforcement, will depart the agency, effective January 31, 2025, after more than 21 years of service with the Commission. “I thank Sanjay… Full…
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The Securities and Exchange Commission today announced that Irving, Texas-based Fluor Corporation will pay $14.5 million to settle charges stemming from the company’s improper accounting…
SEC Approves Funding Amendment to National Market System Plan Governing the Consolidated Audit Trail
The Securities and Exchange Commission today approved an amendment to the National Market System Plan governing the Consolidated Audit Trail (CAT) (the “CAT NMS Plan”) to…
Memphis, Tennessee – Top Dog Law Personal Injury Lawyers, a leading personal injury law firm known for its unwavering commitment to justice and client advocacy,…
Memphis, Tennessee – Top Dog Law Personal Injury Lawyers, a leading personal injury law firm known for its unwavering commitment to justice and client advocacy,…
Los Angeles, California – The Cohen IP Law Group, P.C., a Los Angeles-based law firm, led by attorney Michael N. Cohen, has been named the…
The Securities and Exchange Commission today announced charges against five investment advisers for failing to comply with requirements related to the safekeeping of client assets.…
August 31, 2023 From OSHA: Read More
The Securities and Exchange Commission today charged Prime Group Holdings LLC, a private equity firm focused on alternative real estate asset classes, for failing to…
Austin, Texas – Immigration law can be a complex and confusing topic for many people. Fortunately, the new podcast Immigration Nation is helping to make…
Milton, Massachusetts – Top Dog Law, a leading personal injury law firm known for its unwavering commitment to justice and exceptional legal advocacy, is pleased…