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SEC Announces Departure of Acting Enforcement Director Sanjay Wadhwa
The Securities and Exchange Commission today announced that Sanjay Wadhwa, the Acting Director of the Division of Enforcement, will depart the agency, effective January 31, 2025, after more than 21 years of service with the Commission. “I thank Sanjay… Full…
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Bills Moving Through the U.S. Congress
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The Securities and Exchange Commission today announced settled cease-and-desist proceedings against broker-dealer Citigroup Global Markets Inc. (CGMI) for willfully violating recordkeeping requirements concerning expenses that…
San Francisco, California – Exclusive law firm marketing agency, Custom Legal Marketing, has released a new video from their Schema for Lawyers series on YouTube…
Bittrex, Inc., Bittrex Global, GmbH, William Hiroaki Shihara Read the full report at Read More
From the U.S. Attorney’s Office, Southern District of Texas LAREDO, Texas – A 52-year-old resident of Laredo has entered a guilty plea to passport fraud…
August 29, 2023 From OSHA: Read More
Readout of Secretary Raimondo’s Meeting with Vice Premier of the People’s Republic of China He Lifeng DJohnson3@doc.gov Tue, 08/29/2023 – 10:36 FOR IMMEDIATE RELEASE Tuesday,…
The Securities and Exchange Commission today announced charges against Archipelago Trading Services Inc. (ATSI) for failing to file hundreds of legally required reports of suspicious…
Readout of Secretary Raimondo’s Meeting with Minister of Culture and Tourism of the People’s Republic of China Hu Heping KCPullen@doc.gov Tue, 08/29/2023 – 08:17 Export…
August 24, 2023 From OSHA: Read More
Deyonte Jahtori Anthony Read the full report at Read More