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SEC Updates List of Firms Using Inaccurate Information to Solicit Investors

The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding…

US Department of Labor, Lamar Advertising Co. alliance to help keep outdoor signage workers safe, healthy in Colorado, Montana

October 25, 2022   From OSHA: Read More

SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers

The Securities and Exchange Commission today proposed a new rule and rule amendments under the Investment Advisers Act of 1940 to prohibit registered investment advisers…

SEC Adopts Amendments to Modernize Fund Shareholder Reports and Promote Transparent Fee- and Expense-Related Information in Fund Advertisements

The Securities and Exchange Commission voted today to adopt rule and form amendments to require mutual funds and exchange-traded funds to transmit concise and visually…

SEC Adopts Compensation Recovery Listing Standards and Disclosure Rules

The Securities and Exchange Commission today adopted rules to require securities exchanges to adopt listing standards that require issuers to develop and implement a policy…

Smooth Rides Ahead for Advanced Air Mobility Aircraft

Airline passengers today expect a smooth ride with little turbulence. While turbulence can’t always be avoided, aircraft design considerations and designs limit what the passenger…

St. Lucia Citizen Who Lived in the U.S. under a Stolen Identity for 20 Years Sentenced

From the U.S. Attorney’s Office, District of Connecticut: Vanessa Roberts Avery, United States Attorney for the District of Connecticut, announced that ADRIAN JOSEPH, 55, a…

Injury Lawyer Todd Leonard Wants Motorcyclists to Stay Safe While Enjoying New Jersey this Fall

Todd J. Leonard, Esq. Denville, NJ (Law Firm Newswire) October 26, 2022 – During the Fall in New Jersey, motorcyclists who take to the road…

Ramiro Jose Sugranes, et al.

SEC Obtains Settlement Against Investment Professionals Charged with Cherry Picking Read the full report at Read More

Readout of Secretary Raimondo’s Meeting with Indonesian Ministers for Economic Affairs and Industry

Readout of Secretary Raimondo’s Meeting with Indonesian Ministers for Economic Affairs and Industry ASowah@doc.gov Tue, 10/25/2022 – 16:15 Export and investment promotion FOR IMMEDIATE RELEASE…